TEST - OCAG Audit - 2
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Welcome to the OCAG Audit Risk and Propriety Categorisation Tool.

Introduction
(This question is mandatory)
What is your name?
(This question is mandatory)
What is your directorate?
(This question is mandatory)
Who is your Deputy Director of Audit?
(This question is mandatory)
What is the name of the entity you are auditing?
(This question is mandatory)
To what year does the account refer?
(This question is mandatory)
Include the audit's OIS reference number
This can be found in the information page of the OIS audit plan
Propriety
(This question is mandatory)
Based on prior experience of the body, how would you describe its processes for dealing with conflicts of interest (in particular for procurement personnel, senior staff and Board members)?
(This question is mandatory)
How would you describe procedures to avoid inappropriate business relationships with suppliers (including supplier paid for hospitality)?
(This question is mandatory)
Are contracts openly advertised and award decisions based on clearly recorded reasons?
(This question is mandatory)
Based on your knowledge and the draft accounts, are there concerns regarding the level of expenditure on hospitality, staff expenses (in particular foreign travel) or Board fees and expenses?
(This question is mandatory)
Based on your knowledge have any concerns been raised regarding the recruitment of staff (e.g. hiring of connected or family members)?
(This question is mandatory)
Is there a history of remuneration or other issues (e.g. supplier contracts) being dealt with in an inappropriate way or in a manner beneficial to the personal interest of decision makers?
(This question is mandatory)
Is the audit aware of any instances of inadequate stewardship of public funds (e.g. non-effective expenditure, overpaying for goods/service, excessive prepayments without regard to the risk involved)?
(This question is mandatory)
Are there instances of waste or extravagance in the use of resources?
(This question is mandatory)
Have any transactions occurred which lacked commercial reality, market testing or a clear business purpose?
(This question is mandatory)
Has the body a history of excessive use, poor control or weak oversight of the use of credit cards?
Results
0
Normal Propriety Risk. The propriety risk is at the lower end of the normal propriety risk scale. Teams should continue to exercise professional scepticism when carrying out audit procedures and whether additional testing may be required.

The propriety risk score is 0.

 

Based on the information you have provided, is considered a Normal Propriety Risk. The propriety risk is at the lower end of the normal propriety risk scale. Teams should continue to exercise professional scepticism when carrying out audit procedures and whether additional testing may be required.

 

 

 

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